Municipal Securities Rulemaking Board

Results: 1131



#Item
921U.S. Securities and Exchange Commission / Business / Finance / Short / Financial system / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Microsoft Word - FINAL SEC_MSRB_A-11_Comment_Letter[removed]docx

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Source URL: www.sec.gov

Language: English - Date: 2014-05-23 10:52:22
922Financial regulation / Finance / Securities Exchange Act / Business / U.S. Securities and Exchange Commission / Financial economics / Securities regulation in the United States / Securities market / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word - NABL 2011 SEC Interpretive Release Q A

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Source URL: www.sec.gov

Language: English - Date: 2011-09-16 14:00:11
923Nonprofit organization / Moravian Church / Moravian College / Rulemaking / Financial regulation / Government / 2nd millennium / Corporate crime / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board

°H7 MORAVIAN COLLEGE June 7,2012

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Source URL: www.sec.gov

Language: English - Date: 2012-06-18 14:10:50
924Investment / Investment Adviser Association / Registered Investment Advisor / Financial adviser / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Commodity Futures Trading Commission / Securities and Exchange Commission / Security / Financial economics / Business / Finance

January 2, 2014 John J. Cross III Director, Office of Municipal Securities U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2014-01-12 23:34:45
925House of Morgan / JPMorgan Chase / Securities / Dow Jones Industrial Average / Auction rate security / J.P. Morgan & Co. / Securities Exchange Act / Municipal Securities Rulemaking Board / Security / Investment / Financial economics / Finance

SEC Complaint: Charles E. LeCroy, and Douglas W. MacFaddin

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Source URL: www.sec.gov

Language: English - Date: 2009-11-04 12:45:31
926Financial economics / Underwriting / Securities and Exchange Commission / Financial regulation / Business / Municipal Securities Rulemaking Board / Securities / U.S. Securities and Exchange Commission

Microsoft Word - NAIPFA Municipal Advisory Service Comment[removed]docx

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Source URL: www.sec.gov

Language: English - Date: 2011-12-01 14:33:21
927Financial regulation / United States securities law / Stock market / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Underwriting / Financial adviser / Financial economics / Finance / Self-regulatory organizations

January 24, 2013 John J. Cross Director, Office of Municipal Securities Securities and Exchange Commission 100 F Street NE, Room 7100/SP Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-02-06 13:29:46
928Municipal bond / Economics / Financial economics / Bond / Securities market / Finance / Tower Amendment / Investor Protection and Securities Reform Act / Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access

The Municipal Securities Rulemaking Board and the Municipal Bond Market Municipal bonds play an important role in keeping American communities running. Many of our roads, hospitals and schools exist because of municipal

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Source URL: www.msrb.org

Language: English - Date: 2013-09-26 15:42:54
929Minutes / Municipal Securities Rulemaking Board / Business / Meetings / Parliamentary procedure / Agenda

Microsoft Word - July[removed]Proposed Agenda.doc

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Source URL: www.doli.state.mn.us

Language: English - Date: 2013-07-05 17:36:20
930Financial adviser / Financial economics / Business / Economics / Corporate crime / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board

FORT BEND COUNTY LEVEE IMPROVEMENT DISfRICf NO. 17 c/o Allen Boone Humphries Robinson LLP 3200 Southwest Freeway, Suite 2600 Houston, Texas[removed]February 21, 2011 VIA ELECfRONIC MAIL [removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-02-28 12:04:56
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